Teacher and consultant to the futures industry since 1983

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Anti-Money Laundering
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Items you need to improve and protect your FCM or IB...

1.   Very important and useful forms and letters for different applications for the FCM and the Introducing Broker.  Visit our "forms" page.

 

AUDIT SCHEDULE FOR 2008


Listed below are the dates and locations for internal GIB and Branch office audits that are scheduled for the year 2008.  Please keep in mind that Southern California can be done at most any time, and that the schedule may change if conditions warrant.

Month and Location(s)

January: California

February: Florida

March: New York, New Jersey, Maryland, Virginia, Illinois, Michigan

April: Texas, Oklahoma

May: Colorado, Wyoming, Nebraska, Kansas, Minnesota and South Dakota, North Dakota

June: Florida, Kansas, Missouri, Nebraska

July: Nebraska, Iowa, Minnesota, Wisconsin

August: Illinois, Montana, Northern California

September: Ohio, Kentucky, Pennsylvania, New Hampshire, Massachusetts, Connecticut, New York, New Jersey, 

October: Minnesota, Iowa, Oregon, Washington

November: Arkansas, Mississippi, Tennessee, Kentucky, Alabama, Georgia, South Carolina, North Carolina, Arizona, Nevada

December: Florida, California


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Remember; call me with questions.... Good luck and good trading!
Dennis P. Stahr, President

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Last modified: April 05, 2008