|

An
important referral for all you securities people..
Tips for healthy trading
FAQs (email)
CTA info
Consulting
Privacy Policy
|
FOR
YOUR TOTAL CONSULTING NEEDS
WITH EMPHASIS ON COMPLIANCE CONSULTING
We also do "point-by-point" consulting. No
job is too large or too small to be handled by Investment Reference. Perhaps you
would like a more efficient order desk and order flow operation. Maybe you aren't
pleased with your FCM, or think your clearing rates are too high. It could be that
you are considering a very expensive advertising campaign, and would like an opinion about
the legalities involved before you spend any of that hard earned money. All of these
things, and anything you can think of we can handle for you, and you can be confident in
the decision knowing that over 25 years of experience is behind you.
When you call, we will be happy to discuss our background and
qualifications with you. You'll be confident that you chose the best with Investment
Reference. As always, in the unlikely event we can't help, we will kindly refer you to
someone who can... FREE of charge.
Investment Reference is most often contacted for assistance in
compliance matters. Even if you decide to do you own office set-up, there are some
very important points of NFA and CFTC rules and regulations you must not overlook.
Any oversights could cost you thousands in fines later. In addition, whether you
have one Registered Commodity Representatives, or twenty, there are many "fine"
points in the rules regarding the proper supervision and management of a sales team that
you should be aware of. Perhaps you are up to the requirements in this area, but isn't it
worth a few dollars to be sure? Give us a call to discuss your needs or concerns.
Get in touch with us by
email.
THERE IS RISK OF LOSS IN TRADING
FUTURES... LOTS OF IT!!
Email us with questions or comments about
this website.
Copyright 1995 /
2012 Investment Reference,
Inc.
Last modified:
January 13, 2012
|