From the Founder
Anti-Money Laundering
Forex Information
Excellence Award
Tips for healthy trading
FAQs (email)
Articles
Series Three Info
CTA and CPO info
NFA style Field Audits
IB & Branch setup
Consulting
Career Placement
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Award page

Items you need to improve and protect your FCM or IB...

1.   Very important and useful forms and letters for different applications for the FCM and the Introducing Broker.  Visit our "forms" page.

FOR YOUR TOTAL CONSULTING NEEDS
WITH EMPHASIS ON COMPLIANCE CONSULTING

We also do "point-by-point" consulting.  No job is too large or too small to be handled by Investment Reference.  Perhaps you would like a more efficient order desk and order flow operation.  Maybe you aren't pleased with your FCM, or think your clearing rates are too high.  It could be that you are considering a very expensive advertising campaign, and would like an opinion about the legalities involved before you spend any of that hard earned money.  All of these things, and anything you can think of we can handle for you, and you can be confident in the decision knowing that over 25 years of experience is behind you.

When you call, we will be happy to discuss our background and qualifications with you.  You'll be confident that you chose the best with Investment Reference. As always, in the unlikely event we can't help, we will kindly refer you to someone who can... FREE of charge.

Investment Reference is most often contacted for assistance in compliance matters.  Even if you decide to do you own office set-up, there are some very important points of NFA and CFTC rules and regulations you must not overlook.  Any oversights could cost you thousands in fines later.  In addition, whether you have one Registered Commodity Representatives, or twenty, there are many "fine" points in the rules regarding the proper supervision and management of a sales team that you should be aware of. Perhaps you are up to the requirements in this area, but isn't it worth a few dollars to be sure?  Give us a call to discuss your needs or concerns.

Get in touch with us by email.

THERE IS RISK OF LOSS IN TRADING FUTURES...  LOTS OF IT!!

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Copyright 1995 /2008 Investment Reference, Inc.
Last modified: April 05, 2008