Teacher and consultant to the futures industry since 1983
Teacher and consultant to the
futures industry since 1983
|
An important referral for all you securities people..
Tips for healthy trading |
Investment Reference, Inc. Important Services Offered. CTA Disclosure Documents: Our most popular service is the preparation of Disclosure Documents, and all the necessary forms required to file to operate as a Commodity Trading Advisor. We offer FREE initial consultation calls at the above phone number, and we will, of course, answer any Email as soon as we receive it. Don't let the low price fool you, after 26 years of preparing documents for over 200 CTAs in the U.S. and 14 countries, we are still the best. Our disclosure documents are being used by everyone from floor brokers to a Swiss banking operation that requires a minimum account size of $100,000,000, and everyone in between. Have your document done right and for the best price in the industry....Give us a call. Full Introducing Broker procedures created, including the Anti-Money Laundering procedures. We have assisted several IIBs and FCMs in meeting this requirement and we can help you too.
Full
Commodity Trading Advisor
procedures.
The NFA has done it again!! They now require CTAs to have full
operating procedures. We create all 11 of the required procedures in
one neat package. We have already had the NFA audit three of our CTA
customers and there were no problems found with these procedures. On
the other hand, CTAs have called us who were audited and informed us that
the NFA was refusing to "close" the audit until the CTA proved to them that
they had the required procedures. Don't wait for the NFA audit, give
us a call. A few dollars now could prevent an NFA fine later. The auditing package..
Timberline Compliance, LLC A compliance auditor for over nine years, Mr. Bruce Johnson formed Timberline and purchased the auditing business. He, from the hundreds of audits he has done, is known and respected for his knowledge and ability to assist the IB owners with their compliance issues and prepare them for the inevitable visit from the NFA.
For all audit and AML
review scheduling contact Timberline Compliance, LLC, The Series 3 classes..
PIS Intertrade Services,
LLC Our instructor of over 12 years is continuing the great tradition of the finest Series 3 class with the best first-time pass ratio in the nation. Many of the IBs that we have served with the classes know Mario and his great teaching methods. For the same great quality of instruction for your Associated Persons, series 3 candidates, contact Mario Urbino at: 858-692-9835 or at his email address at: urbino9@earthlink.net.
We at Investment Reference thank you for your support for all these 27 years and it was fun assisting over 2,000 men and women pass their Commodities Futures Exam. List of Unique visitors only
Get in touch with us by email.
THERE IS RISK OF LOSS IN TRADING
FUTURES... LOTS OF IT!!
|
